CII
Level 6
QN: 500/3445/5
Curriculum Active
CII Level 6 Advanced Diploma in Financial Planning
Official qualification regulated by Ofqual, awarded by CII. Classified as a Vocationally-Related Qualification.
Qualification Level
Level 6
Awarding Body
CII
Syllabus Units
8 Units
Guided Hours
Flexible
Instant access to interactive lessons, quizzes, and spaced revision.
Course Syllabus & Study Modules
Complete breakdown of verified curriculum topics and learning objectives.
1
Business financial planning
Verified
Key Learning Objectives:
- Evaluate a wide range of financial planning information in order to advise clients on a variety of complex business planning issues
2
Financial planning process
Verified
Key Learning Objectives:
- Apply the financial planning process to a complete client scenario covering holistic requirements on tax, pension, retirement and investment issues.
3
Inclusive financial planning
Verified
Key Learning Objectives:
- Analyse and critically evaluate the issues and needs affecting the provision of financial advice in a wide range of vulnerable client scenarios
- Evaluate options and provide appropriate financial planning advice for vulnerable clients
- Evaluate existing and propose new supervision and oversight arrangements to ensure delivery of fair outcomes to vulnerable customers
- Develop an engagement strategy that harnesses corporate social responsibility to address the needs of vulnerable clients
4
Investment planning
Verified
Key Learning Objectives:
- Evaluate a wide range of financial planning information in order to advise clients on a variety of complex investment planning issues
5
Pension transfers
Verified
Key Learning Objectives:
- Explain fundamental aspects of the pension transfer process.2.
- Explain the implications of transferring between different types of pensions.3. Advise on pension transfers in a range of client specific circumstances and scenarios
6
Personal tax and trust planning
Verified
Key Learning Objectives:
- Evaluate a wide range of financial planning information in order to advise clients on a variety of complex personal taxation and trust issues
7
Retirement income planning
Verified
Key Learning Objectives:
- Advise clients on income planning approaching and during retirement, including later life.
8
Senior management and supervision
Verified
Key Learning Objectives:
- Apply supervision principles and practices in a retail financial services business.
- Evaluate supervision principles and practice.
- Evaluate the competency requirements for senior executives and the governance of competence arrangements.
- Evaluate the impact of leadership and culture in a regulated environment.
Regulatory & Verification Details
- Qualification Number (QN)
- 500/3445/5
- Regulated Status
- Available to learners
- Awarding Body
- CII
- Qualification Type
- Vocationally-Related Qualification
- Operational Start
- Jan 2008