CISI
Level 3
QN: 600/2411/2
Curriculum Active
CISI Level 3 Certificate in Derivatives
Official qualification regulated by Ofqual, awarded by CISI. Classified as a Vocationally-Related Qualification. Total guided learning hours: 85 hours.
Qualification Level
Level 3
Awarding Body
CISI
Syllabus Units
5 Units
Guided Hours
85 hrs
Instant access to interactive lessons, quizzes, and spaced revision.
Course Syllabus & Study Modules
Complete breakdown of verified curriculum topics and learning objectives.
1
Derivatives
Verified
Key Learning Objectives:
- Understand the different types of derivatives and the role of key market participants
- Understand underlying markets
- Understand how exchange-traded futures and options are traded and the clearing mechanisms involved
- Understand exchange traded futures and options pricing
- Understand the different types OTC Derivatives
- Understand the clearing process
- Understand delivery as it relates to derivatives contracts
- Understand trading, hedging and investment strategies
- Understand how derivatives are regulated
2
FSA Financial Regulation
Verified
Key Learning Objectives:
- Understand the role of the Financial Services Authority (FSA) and the Regulatory Infrastructure
- Understand the Financial Services and Markets Act 2000
- Understand Associated Legislation and Regulation
- Understand European Union Directives
- Understand the FSA Conduct of Business Sourcebook / Client Assets
- Understand Customer Complaints and Redress
3
Principles of Financial Regulation
Verified
Key Learning Objectives:
- Understand the main features of the regulatory environment
- Understand the Financial Services and Markets Act 2000
- Understand associated legislation and regulation
- Understand relevant European Union Directives
- Understand the FSA Conduct of Business Sourcebook / Client Assets
4
Principles of UK Financial Regulation
Verified
Key Learning Objectives:
- Understand the main features of the regulatory environment
- Understand the Financial Services and Markets Act 2000
- Understand associated legislation and regulation
- Understand the FCA Conduct of Business Sourcebook / Client Assets
5
UK Financial Regulation
Verified
Key Learning Objectives:
- Understand the financial services regulatory environment
- Understand the Financial Services and Markets Act 2000
- Understand Associated Legislation and Regulation
- Understand the FCA Conduct of Business Sourcebook / Client Assets
- Understand Customer Complaints and Redress
Regulatory & Verification Details
- Qualification Number (QN)
- 600/2411/2
- Regulated Status
- Available to learners
- Awarding Body
- CISI
- Qualification Type
- Vocationally-Related Qualification
- Operational Start
- Jul 2011