CISI
Level 3
QN: 601/9001/2
Curriculum Active
CISI Level 3 Certificate In Risk in Financial Services
Official qualification regulated by Ofqual, awarded by CISI. Classified as a Vocationally-Related Qualification. Total guided learning hours: 35 hours.
Qualification Level
Level 3
Awarding Body
CISI
Syllabus Units
2 Units
Guided Hours
35 hrs
Instant access to interactive lessons, quizzes, and spaced revision.
Course Syllabus & Study Modules
Complete breakdown of verified curriculum topics and learning objectives.
1
Risk in Financial Services
Verified
Key Learning Objectives:
- Understand the general principles of business risk and key risks that arise within the financial services industry and the approaches used to identify
- manage and reduce it
2
UK Financial Regulation
Verified
Key Learning Objectives:
- Understand the financial services regulatory environment
- Understand the Financial Services and Markets Act 2000
- Understand Associated Legislation and Regulation
- Understand the FCA Conduct of Business Sourcebook / Client Assets
- Understand Customer Complaints and Redress
Regulatory & Verification Details
- Qualification Number (QN)
- 601/9001/2
- Regulated Status
- Available to learners
- Awarding Body
- CISI
- Qualification Type
- Vocationally-Related Qualification
- Operational Start
- Jul 2016