CISI
Level 4
QN: 600/9262/2
Curriculum Active
CISI Level 4 Certificate In Investment Management
Official qualification regulated by Ofqual, awarded by CISI. Classified as a Vocationally-Related Qualification. Total guided learning hours: 70 hours.
Qualification Level
Level 4
Awarding Body
CISI
Syllabus Units
2 Units
Guided Hours
70 hrs
Instant access to interactive lessons, quizzes, and spaced revision.
Course Syllabus & Study Modules
Complete breakdown of verified curriculum topics and learning objectives.
1
Investment Management
Verified
Key Learning Objectives:
- Understand microeconomic theory and macroeconomic analysis
- Understand financial mathematics and statistics
- Understand asset classes and investment strategies
- Understand collective investments
- Understand derivatives
- Understand other types of investments
- Understand how financial markets operate
- Understand principles of accounting and specified statements and reports
- Understand investment analysis
- Understand taxation
- Understand portfolio management
- Understand performance measurement
2
UK Regulation & Professional Integrity
Verified
Key Learning Objectives:
- Understand the UK financial services industry within the global economy
- Understand UK financial services and consumer relationships
- Understand relevant legal concepts as they relate to financial advice
- Understand UK trusts
- Be able to apply ethical standards, professional codes of conduct and professional ethics within the context of financial services
- Understand how the UK financial services are regulated
- Understand the supervisory objectives, principles and processes of the Financial Conduct Authority and the Prudential Regulation Authority
- Know how to comply with the regulatory obligations relating to regulated activities, firm authorisation and approved persons
- Know how to comply with the legal and regulatory obligations relating to financial crime
- Be able to ethically apply the regulatory frame
- work as it relates to complaints and compensation
- Understand how to treat customers fairly when providing advice and services in accordance with the FCA regulatory frame
Regulatory & Verification Details
- Qualification Number (QN)
- 600/9262/2
- Regulated Status
- Available to learners
- Awarding Body
- CISI
- Qualification Type
- Vocationally-Related Qualification
- Operational Start
- Jun 2013