LIBF
Level 4
QN: 603/0522/8
Curriculum Active
LIBF Level 4 Financial Services, Regulation and Ethics
Official qualification regulated by Ofqual, awarded by LIBF. Classified as a Occupational Qualification. Total guided learning hours: 2 hours.
Qualification Level
Level 4
Awarding Body
LIBF
Syllabus Units
2 Units
Guided Hours
2 hrs
Instant access to interactive lessons, quizzes, and spaced revision.
Course Syllabus & Study Modules
Complete breakdown of verified curriculum topics and learning objectives.
1
Unit 1- Industry, Regulation and Key Parties – Part 1 (FRE1)
Verified
Key Learning Objectives:
- Understand the UK financial services industry in its European and international context.
- Identify how the retail consumer is served by the financial services industry.
- Apply the legal concepts and considerations relevant to financial advice.
- Understand the development of financial services regulation.
- Evaluate the FCA’s and PRA’s responsibilities and approach to regulation.
2
Unit 2- Financial Services, Regulation and Ethics – Part 2 (FRE2)
Verified
Key Learning Objectives:
- Identify the skills required when advising clients
- Apply FCA principles, requirements, and regulations to client relationships to ensure fair and ethical outcomes
- Apply ethical principles to professional behaviour and judgements at work
Regulatory & Verification Details
- Qualification Number (QN)
- 603/0522/8
- Regulated Status
- Available to learners
- Awarding Body
- LIBF
- Qualification Type
- Occupational Qualification
- Operational Start
- Sept 2016