Specification: 610/0755/9
The INTERNATIONAL-COMPLIANCE-ASSOCIATION Vocational Law specification covers 2 topics with 0 learning objectives (610/0755/9). Use the topic browser below to explore subtopics, exam tips, common mistakes, and key terminology for each area of the course.
This subject will help you develop key knowledge and skills required for exam success.
2
Units
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Learning Outcomes
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Assessment Guidance
9
Key Skills
The International Compliance Association (ICA) End-Point Assessment (EPA) for Law is designed for apprentices completing a compliance, risk, or financial crime prevention apprenticeship. This EPA assesses your ability to apply legal knowledge within a professional compliance context, ensuring you meet the required standard. Unlike traditional academic law courses, the ICA Law EPA is deeply practical, focusing on the legal and regulatory frameworks that underpin the UK's financial and corporate sectors. You will explore how laws are made and interpreted, the role of regulatory bodies such as the FCA and ICO, and the legal implications of non-compliance in areas like anti-money laundering, data protection, and market abuse.
The specification is structured around the assessment plan for the relevant apprenticeship standard, typically the Compliance/Risk Officer Level 3 or Advanced Compliance Officer Level 4. It integrates three core assessment components: a knowledge test evaluating your understanding of legal concepts and regulations; a practical observation where you demonstrate application of law in real-world compliance tasks; and a professional discussion reflecting on your portfolio of evidence. Key themes include the English legal system, contract and tort law as they relate to business, criminal law concerning financial crime, and the specific regulatory rules that govern financial services. This structure ensures you can not only recall legal rules but also analyse and apply them to maintain organisational integrity.
By the end of your preparation, you will have developed a robust grasp of how law intersects with compliance roles. You'll be equipped to interpret statutes and regulatory guidance, advise on legal risks, and contribute to a culture of compliance within your organisation. The ICA's emphasis on practical, scenario-based assessment means your knowledge is tested in ways that mirror your day-to-day responsibilities, giving you confidence as you progress in your career. This revision guide is tailored to help you master the specification's content and assessment style, with clear explanations, examples, and practice opportunities.
The ICA Law EPA comprises three distinct assessment methods, each designed to test different dimensions of your legal competence. Firstly, a Knowledge Test typically consists of 30 multiple-choice questions to be completed in 45 minutes, covering the breadth of legal principles, regulatory requirements, and ethical considerations; a pass mark of 70% is usually required. Secondly, a Practical Observation (often 60 minutes) requires you to perform realistic compliance tasks—such as drafting a risk assessment or reviewing a policy—while demonstrating your legal reasoning; you may be questioned on your decisions. Finally, a Professional Discussion (around 90 minutes) explores the portfolio of evidence you have built throughout your apprenticeship, allowing you to explain how you have applied law in your workplace. All components must be passed independently, and while exact weightings are not always published, the professional discussion often carries significant weight due to its integrative nature.
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